AI Hallucination ResearchRegulatorsMajor advanced economiesUSCFTC › SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025

Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants

Commodity Futures Trading Commission (CFTC) · published 2025-12-30
Research Pending Awaiting research outcome

AI Labs white paper available

Rich-narrative analysis of how AI models fail on this regulation, written for AI model providers. Includes per-finding context and remediation framing.

The RegLeg Specialist Panel tested four configurations of Anthropic's Claude models against 17 CFR Part 23 — the CFTC's core framework governing swap dealer business conduct and documentation requirements. Twenty questions targeting structural, definitional, and procedural...

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AI Failures: Hallucination and Blind Spots Shape
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