Securities and Exchange Commission

SEC · J3 · Official portal →

0 of 12 regulations researched 12 still queued or in progress

Regulations

Regulation	Status
Optional Semiannual Reporting Proposed Rule — New Form 10-S in Lieu of Form 10-Q PROPOSED-FORM-10-S-SEMIANNUAL-REPORTING	Research Pending
Climate-Related Disclosure Rules — Rescission Proposed Rule Submitted to OIRA CLIMATE-DISCLOSURE-RESCISSION-2026	Research Pending
Holding Foreign Insiders Accountable Act — Final Rules for Section 16 Reporting by Foreign Private Issuers HFIA-FOREIGN-INSIDERS-SECTION-16-REPORTING	Research Pending
Regulation NMS — Amendments to Minimum Pricing Increments, Access Fee Caps, and Transparency of Better Priced Orders REG-NMS-2024-TICK-SIZE-ACCESS-FEES	Research Pending
EDGAR Next — EDGAR Filer Access and Account Management Final Rule (33-11313) EDGAR-NEXT-FILER-ACCESS-MANAGEMENT	Research Pending
Regulation S-P — Privacy of Consumer Financial Information and Safeguarding Customer Information (2024 Amendments) REG-S-P-2024-PRIVACY-SAFEGUARDS	Research Pending
Enhancement and Standardization of Climate-Related Disclosures for Investors — Final Rule S7-10-22 (Rescission Submitted to OIRA May 2026) S7-10-22-CLIMATE-DISCLOSURE	Research Pending
Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure — Regulation S-K Item 106 REG-SK-CYBERSECURITY-DISCLOSURE-RULE	Research Pending
Regulation Best Interest — Broker-Dealer Standard of Conduct REG-BI-BROKER-DEALER-CONDUCT	Research Pending
Regulation A — Amended Small Public Offering Exemption (Tier 1 up to $20M; Tier 2 up to $75M) REG-A-SMALLER-PUBLIC-OFFERINGS	Research Pending
Investment Advisers Act Rule 206(4)-7 — Compliance Programs for Investment Advisers RULE-206-4-7-IA-COMPLIANCE-PROGRAMS	Research Pending
Regulation D — Rules 504, 506(b), and 506(c) Private Placement Exemptions REG-D-PRIVATE-PLACEMENT-EXEMPTIONS	Research Pending