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Commodity Futures Trading Commission

CFTC · J3 · Official portal →
5 of 13 regulations researched 8 still queued or in progress

This page indexes the regulations issued by Commodity Futures Trading Commission (CFTC) that RegLegBrief has built substrate for and tested against named AI subjects. Each regulation card opens the regulation hub where the published findings — AI subject's answer vs. the regulator's verbatim primary-source text, classified failure mode, immutable Citation ID — are listed in full. New regulations are added as they are sponsored or commissioned; the research status indicator above shows how much of the body's catalogue is currently in the published register.

Regulations

Regulation Status
Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants
SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025
Research Complete
Regulations to Address Margin Adequacy and to Account for the Treatment of Separate Accounts by Futures Commission Merchants (17 CFR § 1.44)
FCM-MARGIN-ADEQUACY-SEPARATE-ACCOUNTS-REG-1-44
Research Complete
Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants, 2024 Final Rule
SWAP-DEALER-CAPITAL-FINANCIAL-REPORTING-2024
Research Pending
Large Trader Reporting, Reporting Levels and Recordkeeping Requirements (17 CFR Parts 15, 16, 17, 18, 19, 21)
LARGE-TRADER-REPORTING-17-CFR-PARTS-15-21
Research Pending
Position Limits for Derivatives, Final Rule (17 CFR Part 150)
POSITION-LIMITS-DERIVATIVES-17-CFR-PART-150
Research Pending
Capital and Margin Requirements for Swap Dealers and Major Swap Participants (17 CFR Part 23, Subpart E)
SWAP-DEALER-CAPITAL-MARGIN-17-CFR-PART-23-SUBPART-E
Research Pending
Amendments to CFTC Regulation 4.7, Qualified Eligible Person Portfolio Requirements for CPOs and CTAs
CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024
Research Complete
Amendments to Regulation 1.25, Permissible Investments of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations
FCM-DCO-CUSTOMER-FUNDS-INVESTMENTS-REG-1-25-2024
Research Complete
Anti-Manipulation and Disruptive Trading Practices Rules (17 CFR Part 180)
ANTI-MANIPULATION-DISRUPTIVE-TRADING-17-CFR-PART-180
Research Pending
CFTC Digital Asset Collateral No-Action Relief and Tokenized Asset Staff Guidance (Market Participants Division, December 2025)
DIGITAL-ASSET-COLLATERAL-TOKENIZED-ASSETS-STAFF-GUIDANCE-2025
Research Complete
Commodity Exchange Act (CEA), 7 U.S.C. §§ 1 et seq.
COMMODITY-EXCHANGE-ACT-7-USC-CHAPTER-1
Research Pending
Dodd-Frank Wall Street Reform and Consumer Protection Act, Title VII, Swap Market Provisions
DODD-FRANK-TITLE-VII-SWAP-MARKET-PROVISIONS
Research Pending
Swap Data Recordkeeping and Reporting Requirements, Rewrite (17 CFR Parts 43, 45, 46, 49)
SWAP-DATA-RECORDKEEPING-REPORTING-PARTS-43-45-46-49
Research Pending