---
type: "Regulation"
title: "Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants"
regulation_slug: "SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025"
regulation_id: "1834"
regulator_short_code: "CFTC"
body_id: "CFTC-US-001"
jurisdiction_code: "US"
j_level: "J3"
topic: null
publication_date: "2025-12-30"
last_amended_date: null
substrate_version: 3
audit_status: "research_complete"
active_findings_count: 4
whitepapers_count: 2
license: "CC-BY-4.0"
timestamp: "2026-06-16T00:00:00+00:00"
---

# Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants

- **Slug.** `SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025`
- **Regulator.** [CFTC — Commodity Futures Trading Commission](/okf/bodies/CFTC-US-001.md)
- **Jurisdiction.** US
- **J-level.** J3
- **Publication date.** 2025-12-30

## Active findings (4)

- [`RLB-H-US-CFTC-SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025-Q002-Sonnet46`](/okf/findings/US-CFTC-US-001-SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025-v1-002--sonnet-46-websearch.md) — misstated_rule — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025-Q004-Opus47`](/okf/findings/US-CFTC-US-001-SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025-v1-004--opus-47-websearch.md) — inference_drift — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025-Q003-Opus47`](/okf/findings/US-CFTC-US-001-SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025-v1-003--opus-47-websearch.md) — inference_drift — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025-Q002-Opus47`](/okf/findings/US-CFTC-US-001-SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025-v1-002--opus-47-websearch.md) — misstated_rule — Claude Opus 4.7 (web search on)

## AI Labs whitepapers (2)

- [`cftc-swap-dealer-business-conduct-documentation-2025`](/okf/whitepapers/cftc-swap-dealer-business-conduct-documentation-2025.md) — Amendment-Layer Failures on CFTC Swap Dealer Business Conduct Rules
- [`SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025-general-v1`](/okf/whitepapers/SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025-general-v1.md) — Hallucination findings: Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants

## Related concepts

- [All regulations](/okf/regulations/index.md)
- [Regulator: CFTC-US-001](/okf/bodies/CFTC-US-001.md)
- [Methodology](/okf/methodology.md)