---
type: "Regulation"
title: "Amendments to CFTC Regulation 4.7, Qualified Eligible Person Portfolio Requirements for CPOs and CTAs"
regulation_slug: "CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024"
regulation_id: "1838"
regulator_short_code: "CFTC"
body_id: "CFTC-US-001"
jurisdiction_code: "US"
j_level: "J3"
topic: null
publication_date: null
last_amended_date: null
substrate_version: 1
audit_status: "research_complete"
active_findings_count: 17
whitepapers_count: 2
license: "CC-BY-4.0"
timestamp: "2026-06-16T00:00:00+00:00"
---

# Amendments to CFTC Regulation 4.7, Qualified Eligible Person Portfolio Requirements for CPOs and CTAs

- **Slug.** `CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024`
- **Regulator.** [CFTC — Commodity Futures Trading Commission](/okf/bodies/CFTC-US-001.md)
- **Jurisdiction.** US
- **J-level.** J3

## Active findings (17)

- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q005-Opus47`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-005--opus-47-websearch.md) — misstated_rule — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q008-Sonnet46`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-008--sonnet-46-websearch.md) — misattributed — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q011-Sonnet46`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-011--sonnet-46-websearch.md) — inference_drift — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q016-Opus47`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-016--opus-47-websearch.md) — inference_drift — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q016-Sonnet46`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-016--sonnet-46-websearch.md) — outdated — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q017-Opus47`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-017--opus-47-websearch.md) — inference_drift — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q020-Sonnet46`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-020--sonnet-46-websearch.md) — inference_drift — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q021-Opus47`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-021--opus-47-websearch.md) — inference_drift — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q021-Sonnet46`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-021--sonnet-46-websearch.md) — inference_drift — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q024-Opus47`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-024--opus-47-websearch.md) — misstated_rule — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q024-Sonnet46`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-024--sonnet-46-websearch.md) — inference_drift — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q027-Sonnet46`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-027--sonnet-46-websearch.md) — misstated_rule — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q028-Opus47`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-028--opus-47-websearch.md) — inference_drift — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q028-Sonnet46`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-028--sonnet-46-websearch.md) — inference_drift — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q029-Sonnet46`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-029--sonnet-46-websearch.md) — inference_drift — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q031-Opus47`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-031--opus-47-websearch.md) — misstated_rule — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q031-Sonnet46`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-031--sonnet-46-websearch.md) — misstated_rule — Claude Sonnet 4.6 (web search on)

## AI Labs whitepapers (2)

- [`cpo-cta-regulation-4-7-qep-thresholds-2024-ai-labs`](/okf/whitepapers/cpo-cta-regulation-4-7-qep-thresholds-2024-ai-labs.md) — AI Hallucination Evaluation: CFTC Regulation 4.7 (Qualified Eligible Person Portfolio Requirements - 2024 Amendments)
- [`CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-general-v1`](/okf/whitepapers/CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-general-v1.md) — Hallucination findings: Amendments to CFTC Regulation 4.7, Qualified Eligible Person Portfolio Requirements for CPOs and CTAs

## Related concepts

- [All regulations](/okf/regulations/index.md)
- [Regulator: CFTC-US-001](/okf/bodies/CFTC-US-001.md)
- [Methodology](/okf/methodology.md)