---
type: "AIHallucinationFinding"
title: "You are drafting a regulatory-housekeeping appendix for a fund-administrator client's annual…"
citation_id: "RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q031-Opus47"
finding_uid: "US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-031--opus-47-websearch"
question_uid: "US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-031"
regulation_id: "US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024"
regulation_slug: "CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024"
regulation_title: "Amendments to CFTC Regulation 4.7 - Qualified Eligible Person Portfolio Requirements for CPOs and CTAs"
regulator_short_code: "CFTC"
regulatory_body_id: "CFTC-US-001"
jurisdiction_code: "US"
j_level: "J3"
ai_subject: "claude-opus-4-7"
ai_subject_display: "Claude Opus 4.7 (web search on)"
ai_subject_version: "opus-47-websearch"
response_failure_mode: "misstated_rule"
substrate_document_name: "R6-PUBLIC_COMMENTS-00024"
substrate_document_path: "https://reglegbrief.com/substrate/US/CFTC/CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024/_b1_results/R6-PUBLIC_COMMENTS-00024/source.html"
substrate_section_anchor: "CFTC Final Rules 2024 index page, 12/6/2024 entry for 89 FR 96897 (Part 40 correction)"
citation_issue_types: ["Pretextual"]
audiences: ["ai_labs", "practitioners", "sector_dept"]
published_at: "2026-06-11T07:31:11.660052+00:00"
substrate_version: 1
methodology_version: "2.3"
license: "CC-BY-4.0"
resource: "https://reglegbrief.com/regulators/j3/us/cftc/CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024/ai-labs/finding/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-031--opus-47-websearch/"
tags: ["ai-hallucination", "misstated_rule", "cftc", "cpo-cta-regulation-4-7-qep-thresholds-2024", "us"]
timestamp: "2026-06-16T00:00:00+00:00"
---

# AI Hallucination Finding: You are drafting a regulatory-housekeeping appendix for a fund-administrator client's annual…

- **Citation ID.** `RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q031-Opus47`
- **Finding UID.** `US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-031--opus-47-websearch`
- **Regulation.** [`CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024`](/okf/regulations/CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024.md) — Amendments to CFTC Regulation 4.7 - Qualified Eligible Person Portfolio Requirements for CPOs and CTAs
- **Regulator.** [`CFTC-US-001`](/okf/bodies/CFTC-US-001.md) — Commodity Futures Trading Commission
- **AI subject.** Claude Opus 4.7 (web search on)
- **Failure mode.** [`misstated_rule`](/okf/taxonomy/failure-modes.md)
- **Published.** 2026-06-11T07:31:11.660052+00:00

## Question put to the AI subject

You are drafting a regulatory-housekeeping appendix for a fund-administrator client's annual CFTC-rule-changes tracker. The appendix's December 2024 entry must reproduce verbatim the CFTC Final Rules 2024 index-page record of the 89 FR 96897 correction to 89 FR 88594, including the publication date, the FR citation, the affected CFR Part, the title-line correction notation, the effective date of the correction, and the cross-reference to the original 9/6/2023 NPRM and the 11/7/2024 final rule that the correction modifies.

## AI subject's verbatim answer

Publication Date: 12/6/2024; FR Citation: 89 FR 96897; Affected CFR Parts: 17 CFR Parts 37, 38, and 40; Title Notation: Provisions Common to Registered Entities; Correction; Effective Date of Correction: 12/6/2024. The original final rule, titled 'Provisions Common to Registered Entities,' amended 17 CFR Parts 37, 38, and 40.

## Verbatim regulator text contradicting the answer

> 12/6/2024 89 FR 96897 17 CFR Part 40 Provisions Common to Registered Entities; Correction. Effective Date: Monday, December 9, 2024. See also: 88 FR 61432 (9/6/2023) and 89 FR 88594 (11/7/2024).

_Source:_ [R6-PUBLIC_COMMENTS-00024](https://reglegbrief.com/substrate/US/CFTC/CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024/_b1_results/R6-PUBLIC_COMMENTS-00024/source.html)
_Section anchor:_ CFTC Final Rules 2024 index page, 12/6/2024 entry for 89 FR 96897 (Part 40 correction)

## Failure mode

**`misstated_rule`** — Misstated rule — the AI gave a definite rule, threshold, or obligation that the regulator's verbatim text does not support.

## Citation-issue types

- **Pretextual** — <substrate/US/CFTC/CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024/_b1_results/R6-PUBLIC_COMMENTS-00024/source.html>

## Related concepts

- Regulation: [CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024](/okf/regulations/CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024.md)
- Regulator: [CFTC-US-001](/okf/bodies/CFTC-US-001.md)
- Failure-mode taxonomy: [misstated_rule](/okf/taxonomy/failure-modes.md)
- Methodology: [v2.3](/okf/methodology.md)
- Editorial standards: [right of reply](/okf/editorial-standards.md)

## Reproduction

Citation ID: `RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q031-Opus47`

Resource URL (HTML view of this finding):

<https://reglegbrief.com/regulators/j3/us/cftc/CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024/ai-labs/finding/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-031--opus-47-websearch/>

This finding is reproducible against the substrate document linked above, using the same AI subject, the same methodology version, and the verbatim question text.