---
type: "RegulatoryBody"
title: "Commodity Futures Trading Commission"
body_id: "CFTC-US-001"
body_name: "Commodity Futures Trading Commission"
regulator_short_code: "CFTC"
regulator_name: "Commodity Futures Trading Commission"
jurisdiction_code: "US"
j_level: "J3"
body_type: null
regulator_tier: 1
authority_url: "https://www.cftc.gov"
portal_url: "https://www.cftc.gov"
audit_status: "research_complete"
regulations_complete_count: 5
active_findings_count: 33
license: "CC-BY-4.0"
timestamp: "2026-06-16T00:00:00+00:00"
---

# Commodity Futures Trading Commission (CFTC)

- **Body ID.** `CFTC-US-001`
- **Jurisdiction.** US
- **J-level.** J3
- **Authority URL.** https://www.cftc.gov
- **Portal URL.** https://www.cftc.gov

## Regulations researched (5)

- [`CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024`](/okf/regulations/CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024.md) — Amendments to CFTC Regulation 4.7, Qualified Eligible Person Portfolio Requirements for CPOs and CTAs
- [`DIGITAL-ASSET-COLLATERAL-TOKENIZED-ASSETS-STAFF-GUIDANCE-2025`](/okf/regulations/DIGITAL-ASSET-COLLATERAL-TOKENIZED-ASSETS-STAFF-GUIDANCE-2025.md) — CFTC Digital Asset Collateral No-Action Relief and Tokenized Asset Staff Guidance (Market Participants Division, December 2025)
- [`FCM-DCO-CUSTOMER-FUNDS-INVESTMENTS-REG-1-25-2024`](/okf/regulations/FCM-DCO-CUSTOMER-FUNDS-INVESTMENTS-REG-1-25-2024.md) — Amendments to Regulation 1.25, Permissible Investments of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations
- [`FCM-MARGIN-ADEQUACY-SEPARATE-ACCOUNTS-REG-1-44`](/okf/regulations/FCM-MARGIN-ADEQUACY-SEPARATE-ACCOUNTS-REG-1-44.md) — Regulations to Address Margin Adequacy and to Account for the Treatment of Separate Accounts by Futures Commission Merchants (17 CFR § 1.44)
- [`SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025`](/okf/regulations/SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025.md) — Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants

## Active findings (33)

### CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024

- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q005-Opus47`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-005--opus-47-websearch.md) — misstated_rule — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q008-Sonnet46`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-008--sonnet-46-websearch.md) — misattributed — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q011-Sonnet46`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-011--sonnet-46-websearch.md) — inference_drift — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q016-Opus47`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-016--opus-47-websearch.md) — inference_drift — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q016-Sonnet46`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-016--sonnet-46-websearch.md) — outdated — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q017-Opus47`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-017--opus-47-websearch.md) — inference_drift — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q020-Sonnet46`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-020--sonnet-46-websearch.md) — inference_drift — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q021-Opus47`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-021--opus-47-websearch.md) — inference_drift — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q021-Sonnet46`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-021--sonnet-46-websearch.md) — inference_drift — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q024-Opus47`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-024--opus-47-websearch.md) — misstated_rule — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q024-Sonnet46`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-024--sonnet-46-websearch.md) — inference_drift — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q027-Sonnet46`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-027--sonnet-46-websearch.md) — misstated_rule — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q028-Opus47`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-028--opus-47-websearch.md) — inference_drift — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q028-Sonnet46`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-028--sonnet-46-websearch.md) — inference_drift — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q029-Sonnet46`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-029--sonnet-46-websearch.md) — inference_drift — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q031-Opus47`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-031--opus-47-websearch.md) — misstated_rule — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-Q031-Sonnet46`](/okf/findings/US-CFTC-US-001-CPO-CTA-REGULATION-4-7-QEP-THRESHOLDS-2024-v1-031--sonnet-46-websearch.md) — misstated_rule — Claude Sonnet 4.6 (web search on)

### DIGITAL-ASSET-COLLATERAL-TOKENIZED-ASSETS-STAFF-GUIDANCE-2025

- [`RLB-H-US-CFTC-DIGITAL-ASSET-COLLATERAL-TOKENIZED-ASSETS-STAFF-GUIDANCE-2025-Q006-Opus47`](/okf/findings/US-CFTC-US-001-DIGITAL-ASSET-COLLATERAL-TOKENIZED-ASSETS-STAFF-GUIDANCE-2025-v1-006--opus-47-websearch.md) — inference_drift — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-DIGITAL-ASSET-COLLATERAL-TOKENIZED-ASSETS-STAFF-GUIDANCE-2025-Q007-Sonnet46`](/okf/findings/US-CFTC-US-001-DIGITAL-ASSET-COLLATERAL-TOKENIZED-ASSETS-STAFF-GUIDANCE-2025-v1-007--sonnet-46-websearch.md) — misstated_rule — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-DIGITAL-ASSET-COLLATERAL-TOKENIZED-ASSETS-STAFF-GUIDANCE-2025-Q006-Sonnet46`](/okf/findings/US-CFTC-US-001-DIGITAL-ASSET-COLLATERAL-TOKENIZED-ASSETS-STAFF-GUIDANCE-2025-v1-006--sonnet-46-websearch.md) — inference_drift — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-DIGITAL-ASSET-COLLATERAL-TOKENIZED-ASSETS-STAFF-GUIDANCE-2025-Q005-Sonnet46`](/okf/findings/US-CFTC-US-001-DIGITAL-ASSET-COLLATERAL-TOKENIZED-ASSETS-STAFF-GUIDANCE-2025-v1-005--sonnet-46-websearch.md) — misstated_rule — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-DIGITAL-ASSET-COLLATERAL-TOKENIZED-ASSETS-STAFF-GUIDANCE-2025-Q005-Opus47`](/okf/findings/US-CFTC-US-001-DIGITAL-ASSET-COLLATERAL-TOKENIZED-ASSETS-STAFF-GUIDANCE-2025-v1-005--opus-47-websearch.md) — misstated_rule — Claude Opus 4.7 (web search on)

### FCM-DCO-CUSTOMER-FUNDS-INVESTMENTS-REG-1-25-2024

- [`RLB-H-US-CFTC-FCM-DCO-CUSTOMER-FUNDS-INVESTMENTS-REG-1-25-2024-Q002-Sonnet46`](/okf/findings/US-CFTC-US-001-FCM-DCO-CUSTOMER-FUNDS-INVESTMENTS-REG-1-25-2024-v1-002--sonnet-46-websearch.md) — inference_drift — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-FCM-DCO-CUSTOMER-FUNDS-INVESTMENTS-REG-1-25-2024-Q002-Opus47`](/okf/findings/US-CFTC-US-001-FCM-DCO-CUSTOMER-FUNDS-INVESTMENTS-REG-1-25-2024-v1-002--opus-47-websearch.md) — inference_drift — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-FCM-DCO-CUSTOMER-FUNDS-INVESTMENTS-REG-1-25-2024-Q001-Sonnet46`](/okf/findings/US-CFTC-US-001-FCM-DCO-CUSTOMER-FUNDS-INVESTMENTS-REG-1-25-2024-v1-001--sonnet-46-websearch.md) — inference_drift — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-FCM-DCO-CUSTOMER-FUNDS-INVESTMENTS-REG-1-25-2024-Q004-Opus47`](/okf/findings/US-CFTC-US-001-FCM-DCO-CUSTOMER-FUNDS-INVESTMENTS-REG-1-25-2024-v1-004--opus-47-websearch.md) — inference_drift — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-FCM-DCO-CUSTOMER-FUNDS-INVESTMENTS-REG-1-25-2024-Q001-Opus47`](/okf/findings/US-CFTC-US-001-FCM-DCO-CUSTOMER-FUNDS-INVESTMENTS-REG-1-25-2024-v1-001--opus-47-websearch.md) — inference_drift — Claude Opus 4.7 (web search on)

### FCM-MARGIN-ADEQUACY-SEPARATE-ACCOUNTS-REG-1-44

- [`RLB-H-US-CFTC-FCM-MARGIN-ADEQUACY-SEPARATE-ACCOUNTS-REG-1-44-Q001-Sonnet46`](/okf/findings/US-CFTC-US-001-FCM-MARGIN-ADEQUACY-SEPARATE-ACCOUNTS-REG-1-44-v1-001--sonnet-46-websearch.md) — inference_drift — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-FCM-MARGIN-ADEQUACY-SEPARATE-ACCOUNTS-REG-1-44-Q001-Opus47`](/okf/findings/US-CFTC-US-001-FCM-MARGIN-ADEQUACY-SEPARATE-ACCOUNTS-REG-1-44-v1-001--opus-47-websearch.md) — outdated — Claude Opus 4.7 (web search on)

### SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025

- [`RLB-H-US-CFTC-SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025-Q002-Sonnet46`](/okf/findings/US-CFTC-US-001-SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025-v1-002--sonnet-46-websearch.md) — misstated_rule — Claude Sonnet 4.6 (web search on)
- [`RLB-H-US-CFTC-SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025-Q004-Opus47`](/okf/findings/US-CFTC-US-001-SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025-v1-004--opus-47-websearch.md) — inference_drift — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025-Q003-Opus47`](/okf/findings/US-CFTC-US-001-SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025-v1-003--opus-47-websearch.md) — inference_drift — Claude Opus 4.7 (web search on)
- [`RLB-H-US-CFTC-SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025-Q002-Opus47`](/okf/findings/US-CFTC-US-001-SWAP-DEALER-BUSINESS-CONDUCT-DOCUMENTATION-2025-v1-002--opus-47-websearch.md) — misstated_rule — Claude Opus 4.7 (web search on)

## Related concepts

- [All bodies](/okf/bodies/index.md)
- [Methodology](/okf/methodology.md)